CLE
Panel: Governance and the CEO: Experienced Directors Discuss Balancing the Board’s Advisory and Oversight Roles
Aaron Lewis et al., DOJ Signals Requirement for CEOs and CCOs to Provide Compliance Program Certifications in Corporate Resolutions, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 5, 2022), .
Arthur S. Long & Elizabeth A. Ising, Risk, Risk and More Risk: Federal Reserve Finalizes Its Supervisory Guidance on Board of Directors’ Effectiveness, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 19, 2021), .
Eric T. Juergens et al., SEC Adopts Share Repurchase Disclosure Rules, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (May 19, 2023), .
Jennifer Arlen, How Directors’ Oversight Duties and Liability under Caremark Are Evolving, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Oct. 21, 2022), .
Karlos Seegar et al., A Game-Changer for UK Corporate Crime Enforcement? Major Expansion of Corporate Criminal Liability Proposed, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 30, 2023),
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Martin Lipton et al., Spotlight on Boards, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Sept. 3, 2021), .
Martin Lipton et al., Thoughts for Boards: Key Issues in Corporate Governance for 2023, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 10, 2023), .
Shira Cohen et al., Executive Compensation and ESG Performance, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 13, 2022), .
Panel: Strategies for Board Effectiveness in a Time of Increasing Demands: Board Composition, Structure, and Management
Alan F. Denenberg et al., California Enacts Law Requiring Public Company Boards to Include Members of Underrepresented Communities, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Oct. 8, 2020),
Arthur S. Long & Elizabeth A. Ising, Risk, Risk and More Risk: Federal Reserve Finalizes Its Supervisory Guidance on Board of Directors’ Effectiveness, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 19, 2021),
Edward D. Herlihy & David K. Lam, Nasdaq Proposes New Listing Rules Regarding Board Diversity, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Dec. 31, 2021),
Helena K. Grannis & Jeff J. Shim, Key Practices for Board Organization and Oversight of ESG, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 21, 2022),
Jean Lee, Increasing Disclosures and Data to Increase, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Nov. 11, 2021),
Jeffrey D. Karpf & Fernando A. Martinez, Returning to the Future of Work: Considerations for the Virtual Board Room in the ‘Post’-Pandemic Era, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 18, 2022),
Marc S. Gerber et al., ESG: Key Trends in 2020 and Expectations for 2021 (Part I of III), School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Feb. 8, 2021),
Martin Lipton et al., Spotlight on Boards, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Sept. 3, 2021), .
Martin Lipton et al., Thoughts for Boards: Key Issues in Corporate Governance for 2023, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 10, 2022),
Saema Somalya, Beyond Virtue Signaling: Practical Guidance for Effective Board Oversight of Corporate Diversity and Inclusion Commitments, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Aug. 24, 2020),
Presentation: Implications for Company’s DEI Initiatives of the Supreme Court’s Affirmative Action Case, Speaker: Kenji Yoshino, Chief Justice Earl Warren Professor of Constitutional Law, School of Law; Moderator, Jennifer Arlen
Jyotin Hamid et al., The Supreme Court’s Upcoming Affirmative Action Decision: Potential Implications for Private-Sector Employers, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 1, 2023), .
Karin Portlock & Jabari Julien, Diverse Internal Investigation Teams Drive Better Results, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Feb. 23, 2022), .
Saema Somalya, Beyond Virtue Signaling: Practical Guidance for Effective Board Oversight of Corporate Diversity and Inclusion Commitments, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Aug. 24, 2020),
Panel: Enterprise Risk Management
Alejandra Montenegro Almonte et al., SEC Signals Workplace Misconduct is a Disclosure Issue with Activision Blizzard’s $35 Million Settlement, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 24, 2023), .
Charu A. Chandrasekhar et al., SEC Adopts New Cybersecurity Rules for Issuers, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Aug. 1, 2023), .
Dana Seesel Bayersdorfer et al., Federal Reserve and FDIC Reports—Next Steps, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (May 11, 2023), .
Derek Bush et al., Recent Government Bank Failure Reports Point to Increased Regulation and Examination Scrutiny, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (May 31, 2023), .
Eric T. Juergens et al., SEC Adopts Share Repurchase Disclosure Rules, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (May 19, 2023), .
John Barker et al., Virtual Currency Platforms and Ransomware Attacks: OFAC Advisories Highlight Increasing Overlap of Sanctions and Cybersecurity Risks Associated with Virtual Currency Platforms and Ransomware Attacks (Part II of II), School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Nov. 10, 2021), .
Joon H. Kim et al., Accelerated Pace and Increased Regulatory Expectations in Enforcement and Compliance Investigations, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 26, 2023), .
Lisa Sotto & Micheal La Marca, NYDFS Proposes Updated Second Amendment to Its Cybersecurity Regulation, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 10, 2023), .
Martin Lipton et al., Thoughts for Boards: Key Issues in Corporate Governance for 2023, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 10, 2023), .
Robert Maddox & Tristan Lockwood, EU Digital Operational Resilience Act (DORA): Management Obligations and the Role of the Board, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 24, 2023), .
Veronica Root Martinez, Do the DOJ’s Sticks and Carrots Actually Work?, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 11, 2023),
Luncheon and Fireside Chat
Speaker: Marshall Miller, Principal Assistant Deputy Attorney General, U.S. Department of Justice
Andrew Weissmann et al., Former Federal Prosecutors React to Changes in the DOJ Criminal Division’s Corporate Enforcement Policy, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 20, 2023), .
John F. Savarese et al., DOJ Clarifies and Refines Its Policies for Corporate Criminal Enforcement, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Sept. 21, 2022), .
John F. Savarese et al., White-Collar and Regulatory Enforcement: What Mattered in 2022 and What to Expect in 2023, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Feb. 24, 2023), .
Joon H. Kim et al., U.S. Attorney’s Offices Issue Nationwide Corporate Voluntary Self-Disclosure Policy, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 5, 2023), .
Kathryn S. Reimann, The 2022 DOJ Enforcement Guidance: Areas for Compliance Program Focus, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Oct. 5, 2022), .
Kenneth A. Polite, Assistant Att’y Gen., U.S. Dep't of Just., Remarks on Revisions to the Criminal Division’s Corporate Enforcement Policy (Jan. 17, 2019), in School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog, .
Lisa O. Monaco, Deputy Att’y Gen., U.S. Dep't of Just., Remarks on Corporate Criminal Enforcement (Sept. 15, 2022), in School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog,
Robertson Park, Regulatory Priorities at the ABA White Collar Conference: Market Protection, Crypto, and ESG, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 4, 2023), .
Veronica Root Martinez, Do the DOJ’s Sticks and Carrots Actually Work?, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 11, 2023), .
Breakout Sessions
Special Committees: The Lessons Learned
Bruce E. Yannett et al., French Authorities Publish Guide on Anti-Corruption Internal Investigations, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 28, 2023),
Dana Seesel Bayersdorfer et al., Federal Reserve and FDIC Reports—Next Steps, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (May 11, 2023), .
Derek Bush et al., Recent Government Bank Failure Reports Point to Increased Regulation and Examination Scrutiny, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (May 31, 2023), .
Greg D. Andres et al., DOJ Leadership Highlights National Security Focus and Previews New Corporate Enforcement Guidance, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 5, 2023), .
James Goldfarb et al., Securities Class Actions: Data, Trends, and Insights, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 27, 2023), .
Jennifer Arlen, How Directors’ Oversight Duties and Liability under Caremark Are Evolving, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Oct. 21, 2022), .
Martin Lipton et al., Spotlight on Boards, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Sept. 3, 2021), .
Peter Varlan, The Growing Risk of Director Liability for Cyberattacks, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Sept. 4, 2017), .
Governance of the Modern Workforce: DEI, Unionization, Hybrid Work, and Employees’ Expectations of the Firm’s Social Commitments
Avi Gesser et al., FBI Warns of a Rise in Business Email Compromise Scams — Tips for Preventing and Responding to BECs in Remote Work Environments, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 12, 2020), .
Avi Gesser et al., NYC’s AI Hiring Law Is Now Final and Effective July 5, 2023, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 18, 2022), .
Jean Lee, Increasing Disclosures and Data to Increase, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Nov. 11, 2021), .
Jeffrey D. Karpf & Fernando A. Martinez, Returning to the Future of Work: Considerations for the Virtual Board Room in the ‘Post’-Pandemic Era, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 18, 2022), .
Johann Graf Lambsdorff et al., If You Want to Contain Corruption, Promote Intrinsic Motivation!, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 21, 2023), .
John Joy, Can Securities Laws Help Fight Discrimination in Corporate America?, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 22, 2022), .
Jyotin Hamid et al., The Supreme Court’s Upcoming Affirmative Action Decision: Potential Implications for Private-Sector Employers, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 1, 2023), .
Karin Portlock & Jabari Julien, Diverse Internal Investigation Teams Drive Better Results, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Feb. 23, 2022), .
Veronica Root Martinez, Do the DOJ’s Sticks and Carrots Actually Work?, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 11, 2023), .
Fireside Chat with Peter May, Moderated by Ed Rock
Helena K. Grannis & Jeff J. Shim, Key Practices for Board Organization and Oversight of ESG, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 21, 2022), .
J.S. Nelson, Coming Corporate Criminal Liability for ESG Initiatives, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 2, 2022),
Martin Lipton et al., Revisiting the New Paradigm, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Aug. 4, 2023), .
Martin Lipton et al., Thoughts for Boards: Key Issues in Corporate Governance for 2023, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 10, 2023), .
Martin Lipton et al., Understanding the Role of ESG and Stakeholder Governance Within the Framework of Fiduciary Duties, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Nov. 29, 2022), .
Nell Minow, Three Myths About ESG, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Oct. 13, 2021), .
Shira Cohen et al., Executive Compensation and ESG Performance, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 13, 2022), .
Tom C.W. Lin, Corporate Social Activism, ESG, and Compliance, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 23, 2023), .
Victor L. Hou et al., Managing U.S. Enforcement and Civil Risks Relating to ESG Issues: Greenwashing, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 19, 2023), .
ESG: Board Governance of Business, Legal, Reputational, & Political Risk
Alejandra Montenegro Almonte et al., SEC Signals Workplace Misconduct is a Disclosure Issue with Activision Blizzard’s $35 Million Settlement, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 24, 2023), .
Helena K. Grannis & Jeff J. Shim, Key Practices for Board Organization and Oversight of ESG, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 21, 2022), .
J.S. Nelson, Coming Corporate Criminal Liability for ESG Initiatives, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 2, 2022), .
Jyotin Hamid et al., The Supreme Court’s Upcoming Affirmative Action Decision: Potential Implications for Private-Sector Employers, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 1, 2023), .
Marc Gerber et al., ESG in 2021 So Far: An Update (Part I of III), School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Sept. 10, 2021), .
Marc Gerber et al., ESG in 2021 So Far: An Update (Part II of III), School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Sept. 14, 2021), .
Martin Lipton et al., Revisiting the New Paradigm, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Aug. 4, 2023), .
Martin Lipton et al., Thoughts for Boards: Key Issues in Corporate Governance for 2023, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 10, 2023), .
Martin Lipton et al., Understanding the Role of ESG and Stakeholder Governance Within the Framework of Fiduciary Duties, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Nov. 29, 2022), .
Nell Minow, Three Myths About ESG, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Oct. 13, 2022), .
Shira Cohen et al., Executive Compensation and ESG Performance, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 13, 2022), .
Tom C.W. Lin, Corporate Social Activism, ESG, and Compliance, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 23, 2023), .
Victor L. Hou et al., Managing U.S. Enforcement and Civil Risks Relating to ESG Issues: Greenwashing, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 19, 2023), .
Reception, Dinner, and Keynote Speech with CEO, Heather Lavallee, Voya; moderated by Jennifer Arlen
Alan F. Denenberg et al., California Enacts Law Requiring Public Company Boards to Include Members of Underrepresented Communities, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Oct. 8, 2020),
Arthur S. Long & Elizabeth A. Ising, Risk, Risk and More Risk: Federal Reserve Finalizes Its Supervisory Guidance on Board of Directors’ Effectiveness, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 19, 2021),
Edward D. Herlihy & David K. Lam, Nasdaq Proposes New Listing Rules Regarding Board Diversity, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Dec. 31, 2021),
Helena K. Grannis & Jeff J. Shim, Key Practices for Board Organization and Oversight of ESG, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 21, 2022),
Jean Lee, Increasing Disclosures and Data to Increase, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Nov. 11, 2021),
Jeffrey D. Karpf & Fernando A. Martinez, Returning to the Future of Work: Considerations for the Virtual Board Room in the ‘Post’-Pandemic Era, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 18, 2022),
Marc S. Gerber et al., ESG: Key Trends in 2020 and Expectations for 2021 (Part I of III), School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Feb. 8, 2021),
Martin Lipton et al., Spotlight on Boards, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Sept. 3, 2021), .
Martin Lipton et al., Thoughts for Boards: Key Issues in Corporate Governance for 2023, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 10, 2022),
Saema Somalya, Beyond Virtue Signaling: Practical Guidance for Effective Board Oversight of Corporate Diversity and Inclusion Commitments, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Aug. 24, 2020),
Tom C.W. Lin, Corporate Social Activism, ESG, and Compliance, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 23, 2023), .
Presentation: Director Liability for Legal Risk and Emerging Issues
Caremark Slides for Presentation
Greg D. Andres et al., DOJ Leadership Highlights National Security Focus and Previews New Corporate Enforcement Guidance, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 5, 2023), .
Jennifer Arlen, How Directors’ Oversight Duties and Liability under Caremark Are Evolving, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Oct. 21, 2022), .
Martin Lipton & William Savitt, Director Liability—“Caremark Protection”, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Nov. 20, 2019), .
Michael W. Peregrine, Beyond Caremark: Individual and Corporate Liability Considerations, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Dec. 7, 2016), .
Theodore N. Mirvis et al., Delaware and Caremark: An Update, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Aug. 9, 2022), .
William Savitt, Caremark Exposure – And What to Do About It, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 31, 2023), .
Panel: Governance of Legal Risk
Aaron Lewis et al., DOJ Signals Requirement for CEOs and CCOs to Provide Compliance Program Certifications in Corporate Resolutions, , School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 5, 2022), .
Anthony O’Reilly, Gatekeepers in the Dock, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 12, 2023), .
Greg D. Andres et al., DOJ Leadership Highlights National Security Focus and Previews New Corporate Enforcement Guidance, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 5, 2023), .
Jennifer Arlen, How Directors’ Oversight Duties and Liability under Caremark Are Evolving, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Oct. 21, 2022), .
Martin Lipton & William Savitt, Director Liability—“Caremark Protection”, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Nov. 20, 2019), .
Michael W. Peregrine, Beyond Caremark: Individual and Corporate Liability Considerations, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Dec. 7, 2016), .
Theodore N. Mirvis et al., Delaware and Caremark: An Update, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Aug. 9, 2022), .
William Savitt, Caremark Exposure – And What to Do About It, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 31, 2023), .
Presentation: Data Privacy & Cybersecurity: What Boards Needs to Know
Speaker: Joseph Facciponti, Executive Director, PCCE
Cybersecurity Slides for Presentation
Avi Gesser et al., The New York Attorney General Issues Guidance on Data Security Best Practices, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 27, 2023), .
Benjamin A. Powell et al., Federal Agencies Publish New Version of the #StopRansomware Guide, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 19, 2023), .
Charu A. Chandrasekhar et al., SEC Adopts New Cybersecurity Rules for Issuers, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Aug. 1, 2023), .
Frank J. Azzopardi et al., Navigating Generative AI in M&A Transactions, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 17, 2023), .
John F. Savarese & Wayne M. Carlin, A Sign of the Times in SEC Cyber Enforcement, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 12, 2023), .
John F. Savarese et al., Cybersecurity Oversight and Defense – A Board and Management Imperative, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (May 12, 2021),
Libbie Canter et al., FTC Announces a Notice of Proposed Rulemaking to Expand Scope of the Health Breach Notification Rule, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 8, 2023), .
Lisa Sotto & Michael La Marca, NYDFS Proposes Updated Second Amendment to Its Cybersecurity Regulation, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 10, 2023), .
Luke Dembosky et al., Lessons from The Financial Stability Board’s Report on Cyber Incident Reporting, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 2, 2023), .
Martin Braun et al., Certification Under the EU-U.S. Data Privacy Framework, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 25, 2023), .
Martin Braun et al., Significant Improvements for International Transfers of Personal Data – Adequacy Decision for the New EU-U.S. Data Privacy Framework Adopted by the European Commission, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 14, 2023), .
Melissa MacGregor et al., Achieving Sensible AI Regulation, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 27, 2023), .
Panel: AI: Opportunities and Potential Risks
Avi Gesser et al., NYC’s AI Hiring Law Is Now Final and Effective July 5, 2023, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 18, 2023), .
Avi Gesser et al., Overview of Global AI Regulatory Developments and Some Tips to Reduce Risk, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (May 10, 2023), .
Avi Gesser et al., The Top Eight AI Adoption Failures and How to Avoid Them, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 21, 2023), .
Avi Gesser et al., The Value of Having AI Governance – Lessons from ChatGPT, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 10, 2023), .
Bradford Hardin et al., Federal Agencies Will Jointly Look for Bias and Discrimination in AI, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (May 12, 2023), .
Douglas K. Yatter & Hanyu (Iris) Xie, A Singular(ity) Challenge: Compliance and Enforcement in Financial Markets in the Age of Artificial Intelligence, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 7, 2023), .
Eric Dinallo et al., The Revised Colorado AI Insurance Regulations: What Was Fixed, and What Still May Need Fixing, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 7, 2023), .
Frank J. Azzopardi et al., Navigating Generative AI in M&A Transactions, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 17, 2023), .
Joseph Facciponti, Notes from IAPP’s Global Privacy Summit 2023: Skynet Will Not Become Self-Aware (But Still Presents Risks) and the CFPB Seeks to Hold Individuals Accountable, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 7, 2023), .
Katja Langenbucher, Regulating AI – The Next “Brussels Effect”?, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Dec. 6, 2022), .
Kirk J. Nahra et al., FTC Warns Companies about Generative AI, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (May 22, 2023), .
Marianna Drake et al., UK ICO Updates Guidance on Artificial Intelligence and Data Protection, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (May 8, 2023), .
Martin Braun & Matthew F. Ferraro, Italy’s Privacy Regulator Takes Action Against ChatGPT, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 19, 2023), .
Melissa MacGregor et al., Achieving Sensible AI Regulation, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 27, 2023),
Luncheon and Keynote Speech
Speaker: Gurbir Grewal, Director of Enforcement, Securities & Exchange Commission
Alejandra Montenegro Almonte et al., SEC Signals Workplace Misconduct is a Disclosure Issue with Activision Blizzard’s $35 Million Settlement, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 24, 2023), .
Brian Jacobs et al., White Collar Defense Attorneys React to DOJ and SEC Enforcement Actions for Misuse of 10b5-1 Plans, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 14, 2023), .
Charu A. Chandrasekhar et al., SEC Adopts New Cybersecurity Rules for Issuers, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Aug. 1, 2023), .
Eric T. Juergens et al., SEC Adopts Share Repurchase Disclosure Rules, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (May 19, 2023), .
Jack Barber et al., SEC v. Ripple: A Tale of Two Token Transaction Types, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 28, 2023),
John F. Savarese & Wayne M. Carlin, A Sign of the Times in SEC Cyber Enforcement, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 12, 2023), .
John F. Savarese et al., White-Collar and Regulatory Enforcement: What Mattered in 2022 and What to Expect in 2023, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Feb. 24, 2023), .
Luke Dembosky et al., A Late Winter Blizzard of SEC Cybersecurity Rulemaking: the Proposed BD Cybersecurity Rules and Expanded Reg S-P and Reg SCI Obligations, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 30, 2023), .
Marc Fagel et al., Crypto Experts React to SEC Coinbase, Binance Enforcement Actions, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 15, 2023), .
Michael T. Borgia et al., SEC Settles Ransomware Disclosure Charges for $3 Million, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 20, 2023), .
Tami Stark et al., How to Avoid Risk of SEC Whistleblower Rule Violations in Connection with Employee-related Documents, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 25, 2023), .
Victor L. Hou et al., Managing U.S. Enforcement and Civil Risks Relating to ESG Issues: Greenwashing, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 19, 2023),
Panel: Crisis Management
Alejandra Montenegro Almonte et al., SEC Signals Workplace Misconduct is a Disclosure Issue with Activision Blizzard’s $35 Million Settlement, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 24, 2023),
Arthur Greenspan et al., Financial Reporting in Times of Economic Crisis: Minimizing Risk in Accounting Judgments and Estimates, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 15, 2020), .
Avi Gesser et al., The Value of AI Incident Response Plans and Tabletop Exercises, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 27, 2022), .
Bruce E. Yannett et al., French Authorities Publish Guide on Anti-Corruption Internal Investigations, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 28, 2023), .
Cleary Gottlieb Steen & Hamilton LLP, Assessing Risks and Potential Liability in Responding to a Crisis, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 22, 2019), .
Cleary Gottlieb Steen & Hamilton LLP, Disclosure and Notification Considerations When Managing a Crisis, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 31, 2019), .
Daniel R. Alonso et al., Resisting Temptation in a Crisis: Making Sure Ethics and Compliance Don’t Get Diluted Under Financial Strain, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 16, 2020), .
Joon H. Kim et al., Accelerated Pace and Increased Regulatory Expectations in Enforcement and Compliance Investigations, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Jan. 26, 2023), .
Kara Brockmeyer et al., Safeguarding Corporate Compliance Programs During the COVID-19 Crisis, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (May 6, 2020), .
Lee Dunst et al., When Whistleblowers Call: Planning Today for Employee Complaints During and After the COVID-19 Crisis, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 8, 2020), .
Maria T. Vullo, Moving on from Three Bank Failures: Addressing Concentration Risk, Contagion, and Moral Hazard, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 15, 2023), .
Martine M. Beamon et al., How the SEC Enforcement Division Responds to a Crisis, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 27, 2020), .
Satish M. Kini et al., BSA/AML and KYC in a Crisis: Supervisors Provide Guidance as Financial Institutions Respond to the COVID-19 Pandemic, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 15, 2020), .
Presentation: Climate Change Legal Issues Relevant to Directors
John F. Savarese et al., Supreme Court Rejects Challenge to California Law Alleged to Burden Out-of-State Industry, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (May 17, 2023), .
Marion Leydier et al., New York Department of Financial Services Issues Final Guidance on Managing the Financial Risks of Climate Change for Insurers, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Dec. 8, 2021),
Peggy Otum et al., Recent Developments in Environmental Justice Enforcement and Permitting, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Oct. 4, 2021), .
Victor L. Hou et al., Managing U.S. Enforcement and Civil Risks Relating to ESG Issues: Greenwashing, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 19, 2023), .
Breakout Sessions
Cybersecurity
Alexander Southwell et al., The Biden Administration Signals New Direction for Cybersecurity, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (May 3, 2023), .
Avi Gesser et al., The New York Attorney General Issues Guidance on Data Security Best Practices, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 27, 2023), .
Benjamin A. Powell et al., Federal Agencies Publish New Version of the #StopRansomware Guide, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 19, 2023), .
Caleb Skeath et al., FTC Publishes Blog Post on Data Security Practices for Complex Systems, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 26, 2023), .
Charu A. Chandrasekhar et al., SEC Adopts New Cybersecurity Rules for Issuers, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Aug. 1, 2023), .
John F. Savarese & Wayne M. Carlin, A Sign of the Times in SEC Cyber Enforcement, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 12, 2023), .
John F. Savarese et al., Cybersecurity Oversight and Defense – A Board and Management Imperative, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (May 12, 2021), .
Kathleen McGee et al., Biden Administration Aims to Shift Liability for Cyberattacks to Software Developers, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 12, 2023), .
Lisa Sotto & Michael La Marca, NYDFS Proposes Updated Second Amendment to Its Cybersecurity Regulation, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 10, 2023), .
Luke Dembosky et al., Lessons from The Financial Stability Board’s Report on Cyber Incident Reporting, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 2, 2023), .
Robert Maddox & Tristan Lockwood, EU Digital Operational Resilience Act (DORA): Management Obligations and the Role of the Board, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 24, 2023), .
Governance Challenges Arising from Mergers & Acquisitions
Edward D. Herlihy et al., Financial Institutions M&A 2022: Navigating Challenges, Realizing Opportunities, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Aug. 12, 2023), .
Greg D. Andres et al., DOJ Leadership Highlights National Security Focus and Previews New Corporate Enforcement Guidance, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 5, 2023),
Frank J. Azzopardi et al., Navigating Generative AI in M&A Transactions, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 17, 2023),
Illene Knable Gotts et al., FTC and DOJ Propose Fundamental Revision of Merger Guidelines, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Aug. 9, 2023), .
Illene Knable Gotts et al., FTC Proposes Sweeping Changes to HSR Reporting Obligations, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 6, 2023), .
James Goldfarb et al., Securities Class Actions: Data, Trends, and Insights, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 27, 2023), .
Conversation with a General Counsel and a Chief Compliance Officer
Aaron Lewis et al., DOJ Signals Requirement for CEOs and CCOs to Provide Compliance Program Certifications in Corporate Resolutions, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 5, 2022), .
Anthony O’Reilly, Gatekeepers in the Dock, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 12, 2023), .
Brendan F. Quigley & Heather Souder Choi, General Counsel Publicly Reprimanded: PA Supreme Court Ruling Serves as Stark Reminder of Potential Ethical Issues in Government Investigations, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Mar. 4, 2020), .
Cleary Gottlieb Steen & Hamilton LLP, Before You Press Send: Protecting Privilege and Complying with Limitations on Data Dissemination When Responding to an Investigative Request, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Oct. 3, 2019), .
Greg D. Andres et al., DOJ Announces Compliance Certifications to Be Considered as Part of Corporate Criminal Resolutions, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 6, 2022), .
John F. Savarese & Wayne M. Carlin, A Sign of the Times in SEC Cyber Enforcement, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Apr. 12, 2023), .
Kathryn S. Reimann, The 2022 DOJ Enforcement Guidance: Areas for Compliance Program Focus, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Oct. 5, 2022), .
Pat Campbell et al., New York City Bar Association Releases Report on CCO Liability: Four Recommendations for Regulators, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Sept. 28, 2020), .
Victor L. Hou et al., Managing U.S. Enforcement and Civil Risks Relating to ESG Issues: Greenwashing, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 19, 2023),
Compensation Issues for Boards
Andrew Tangel, Boeing Board Denies CEO David Calhoun a Performance Bonus, Wall St. J. (Mar. 3, 2023 5:16 pm), .
Carmi Schickler, An Alternative to Clawbacks: William Dudley’s 2014 Proposal for Deferred Compensation at Financial Institutions, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (June 1, 2017), .
CFPB, Consumer Financial Protection Bureau Fines Wells Fargo $100 Million for Widespread Illegal Practice of Secretly Opening Unauthorized Accounts (Sept. 8, 2016), https://www.consumerfinance.gov/about-us/newsroom/consumer-financial-protection-bureau-fines-wells-fargo-100-million-widespread-illegal-practice-secretly-opening-unauthorized-accounts/.
Eric J. Kadel et al., DOJ, BIS and OFAC Release Guidance on Voluntary Self-Disclosures, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (Aug. 2, 2023), .
Jennifer Arlen, The Compliance Function, in The Oxford Handbook of Corporate Law and Governance (2d ed., forthcoming in 2023).
Kara Brockmeyer et al., DOJ Issues Trio of Updates that Further Heighten Compliance Expectations, Particularly Involving Off-System Communications and Compensation Systems, Debevoise & Plimpton (Mar. 6, 2023), .
Kenneth A. Polite Jr., Assistant Att’y Gen., U.S. Dep’t of Just., Keynote Address at the ABA’s 38th Annual National Institute on White Collar Crime, Department of Justice (Mar. 3, 2023), .
Lisa Monaco, Deputy Att’y Gen., U.S. Dep’t of Just., Remarks at American Bar Association National Institute on White Collar Crime (Mar. 2, 2023), .
Shira Cohen et al., Executive Compensation and ESG Performance, School of Law Program on Corporate Compliance and Enforcement: Compliance & Enf’t Blog (July 13, 2022), .
U.S. Dep’t of Just., Evaluation of Corporate Compliance Programs (Mar. 2023), .